What is SEBI Registered Investment Advisory?

An investment advisory advises investors on buying and selling securities in exchange for a fee. An investment advisor can advise in two ways, offer advisory services directly to clients or issue investment advisory reports, videos, and other publications on specific securities. In a few cases, the investment advisory firm may use both options to offer advice as R&R does. According to Investment Advisors Regulation 2013, an investment advisory or investment advisory firm must be SEBI registered to carry out advisory activities. Therefore, unless an individual or firm has a valid registration with the Securities Exchange Board of India, they cannot act as investment advisors. BSE Administration and Supervision Limited (‘BASL’) is supervisory body that supervises the working of RIAs. Investment advisors offer investment advice on when to buy, sell, hold or deal in securities, investment products, and investment portfolios. The investment advisory can share advice via written, oral formats or other means of communication for the client's benefit, which can include financial planning.

Are we a SEBI Registered Investment Advisory?

Yes, Equentis - Research & Ranking is a fintech platform built by Equentis Wealth Advisory Services Limited which is India's leading SEBI Registered Investment Advisory Services Company with Registration No.: INA000003874. We have specialized in stock advisory services since 2015

Why choose a SEBI Registered Investment Advisor?

When you plan to invest in equities but need to figure out the process, seeking advice is the right way. But whom should you seek advice from, as plenty of investment advisors offer advice? However, you are still determining if their best long-term stock advice will help you fulfill your goals. So, getting advice from a professional investment advisor, chiefly a SEBI registered investment advisor, can help in investing in stock market. Here are a few benefits if you are wondering why you must consider a SEBI Registered Investment Advisor. The SEBI registered investment advisor is responsible for the client's financial well-being above all other motivations, even their own. The client makes the payment, so any guidance offered is based on the client's investing goals in the stock market. Investors will get unbiased smart investment guidance from SEBI Registered Investment Advisors. Moreover, A SEBI registered investment advisor must fulfill essential educational criteria before offering advice. Such investment advisors must meet the regulations set out by SEBI, and in case of any issues, you can file a complaint on their redressal system SCORES. Remember that investment advisors must maintain records and be subject to audits too.

What Is The Role of an Investment / Stock Market Advisory Firm In India?

A stock market advisory firm in India acts as an investment advisor, providing advice on stock market investing. Such investment advisors offer advice for a fee; however, they do not help you buy or sell equity and other securities. The decision to buy or sell in the Indian stock market lies with you. However, your stock market advisory firm will help you understand the nuances of the stock market and share potential high return stock recommendations with you. Often these recommendations are based on thorough research and study of the companies. An investment advisor can also help you monitor your portfolio and recommend adjustments needed to ensure you can make the most of the market changes.

Is financial advisory the same as wealth management?

No, financial advisory and wealth management are not the same. The financial advisory provides investors with advice about buying and selling individual stocks. In contrast, wealth management is a broader term that includes a range of services such as portfolio management, estate planning, tax planning, and other financial services. Investment Advisory provides tailored advice based on your risk profile and appetite to help you make informed decisions when investing in stocks. Our experienced team of advisors will provide the guidance you need to reach your financial objectives.

What is the difference between a financial advisory and a financial planner?

A financial advisory takes care of the present needs of an investor. They help investors decide on investments, build a portfolio and provide general advice about buying and selling stocks. A financial planner looks after the future needs of the investor. They analyze more complex portfolios, plan for retirement and estate planning, and offer comprehensive advice regarding investment decisions. Investment Advisory can provide both services in one - giving tailored stock recommendations to help you achieve your desired outcome.

When should you start talking to a financial advisory?

It's never too early to talk to a financial advisory. The best time to start talking to a financial advisory is once you have identified your financial goals. An experienced investment advisor can help you develop a sound strategy based on your risk profile and investment goals, considering tax implications and market conditions. With their expertise, an advisor can help you achieve your goals promptly and efficiently. They can guide how to best manage your portfolio, which stocks are worth investing in, and advise when it might be beneficial to make changes. Moreover, it depends on your circumstances, but investing can be a great way to build long-term wealth, make investment decisions, track the basics, and provide tailored advice that meets your risk profile and investment objectives. Talking to a financial advisory sooner rather than later can help you get more out of your investments. They can also guide you on when to enter or exit specific investments and markets.

Get Financial Portfolio Management with Dhanwaan

Dhanwaan Portfolio Advisory Services

Invest in a highly personalized and concentrated portfolio of 20-25 stocks.

risk profiling

Our research team will send you a detailed questionnaire to determine your risk
profile and define your investment goals.

Equity Portfolio Construction

Based on your answers, our research team will prepare your equity portfolio and evaluate
it using quality and risk assessment parameters. With this, we will also guide you on stock
allocation and investment rationale.

portfolio Review

Our research team will conduct a portfolio review meeting every quarter with you and
also send you the review document containing a comprehensive performance review
note along with clear rebalancing strategy, if necessary.

portfolio monitoring & rebalancing

We periodically track your portfolio, provide you with specific inputs on Buy / Hold / Sell and
changes in stock allocation when required. With this, you will also receive event updates /
corporate actions for all the recommended stocks.

dedicated support for your equity portfolio

Complete access to our customer service team and a dedicated relationship manager who
will assist you with all your investment-related queries.

frequently asked questions

Why should I choose Dhanwaan instead of a discretionary portfolio management service?

In a discretionary portfolio management service, the investor has limited control over how the money is invested as the money is in the books of the portfolio management service provider.

On the other hand, by subscribing to Dhanwaan, you are in total control of where your money is getting invested, and the shares will be held in your Demat account.

You will also receive detailed research reports and quarterly result updates explaining investment rationale for medium to five-year price targets which is not the case in a discretionary portfolio management service, where the investor is given only mandatory reports.

Besides, by subscribing to Dhanwaan, you will get direct access to our research team for any investment-related queries which you may have.

Is there a fixed plus profit-sharing model fee structure available like those offered by discretionary portfolio management services?

No, we charge a minimum fixed fee without any profit-sharing, which actually is more beneficial to you.

How many clients do you currently have for this Dhanwaan?

Currently, we have around 1500+ customers who have subscribed to our Dhanwaan service, and the numbers are growing every year.

What portfolio level risk management techniques do you use?

Our in-house research team monitors the portfolio daily, and the investment strategy is revisited and refreshed every quarter.

What stock level risk management techniques do you use?

At stock levels, we use the below risk management techniques:

Portfolio 1- year forward PE should not exceed 20 xs.
Portfolio beta should not exceed 1 xs.
Portfolio diversification across 5-8 sectors with 15-20 stocks. No sector to exceed more than 30% of the AUM. Focus on domestic plays in the sector of BFSI, consumption, auto, etc. and avoiding high-risk segment like global cyclical & real estate.
No single stock to exceed more than 10% of the AUM. Portfolio market capitalization in the range of ₹ 35,000-45,000 crores.
Only those stocks are chosen in which the daily trading volumes should be able to absorb complete liquidation in 4-5 trading sessions.

Do you use a bottom-up approach or a top-down approach while selecting stocks under this Dhanwaan?

We use both the bottom-up approach while selecting stocks.

Can I expect my portfolio to make yearly gains?

We identify investments to help you make yearly gains. However, due to market volatility, once in a while, there may be a situation when your portfolio may not show annual gains. As you are investing with a horizon of 5 years in well-researched and handpicked fundamentally sound stocks, this should not be a concern though.

Can I view the performance of some of your past recommendations?

Yes, you can check out the performance of some of our past recommendations on our website.

In case I am averse to a sector/stock recommended in the Dhanwaan portfolio, will you change it for me?

Yes definitely. As Dhanwaan is a highly personalized Dhanwaan portfolio service, our research team will definitely change your portfolio if you are not keen on investing in a particular stock/sector.

How different is this Dhanwaan portfolio management service from PMS investment services provided by wealth management firms?

Our focus is exclusively on wealth creation from equity investments by adhering to the principles of value investing, unlike wealth management firms which deal with multiple aspects of personal finance on an individual level.

What is the investment limit for Dhanwaan?

You can invest up to a maximum of 1 crore in Dhanwaan.

Manage Your Portfolio with Dhanwaan

Wish To Experience Our Premium Portfolio Advisory Service?

Dhanwaan Portfolio Advisory Services

Key Highlights Of Dhanwaan

Stock Selection

Portfolio Creation

Returns

Afraid to Lose Money In the Stock Market.
Build Your Potential High Return Portfolio Instead.

Dhanwaan Pricing

Investable Surplus of upto ₹ 1 Cr

1 YEAR SUBSCRIPTION

₹ 80,000

Investable Surplus of upto ₹ 1 Cr

1 YEAR SUBSCRIPTION

₹ 1,00,000

Bank Account Details

Bank Name : Bank of Baroda

Need More Details About Dhanwaan

frequently asked questions

Why should I choose Dhanwaan instead of a discretionary portfolio management service?

Is there a fixed plus profit-sharing model fee structure available like those offered by discretionary portfolio management services?

How many clients do you currently have for this Dhanwaan?

What portfolio level risk management techniques do you use?

What stock level risk management techniques do you use?

Do you use a bottom-up approach or a top-down approach while selecting stocks under this Dhanwaan?

Can I expect my portfolio to make yearly gains?

Can I view the performance of some of your past recommendations?

In case I am averse to a sector/stock recommended in the Dhanwaan portfolio, will you change it for me?

How different is this Dhanwaan portfolio management service from PMS investment services provided by wealth management firms?

What is the investment limit for Dhanwaan?

Manage Your Portfolio with Dhanwaan

Wish To Experience Our Premium Portfolio Advisory Service?

Dhanwaan Portfolio Advisory Services

Key Highlights Of Dhanwaan

Stock Selection

Portfolio Creation

Returns

Afraid to Lose Money In the Stock Market. Build Your Potential High Return Portfolio Instead.

Dhanwaan Pricing

Investable Surplus of upto ₹ 1 Cr

1 YEAR SUBSCRIPTION

₹ 80,000

Investable Surplus of upto ₹ 1 Cr

1 YEAR SUBSCRIPTION

₹ 1,00,000

Bank Account Details

Bank Name : Bank of Baroda

Need More Details About Dhanwaan

frequently asked questions

Why should I choose Dhanwaan instead of a discretionary portfolio management service?

Is there a fixed plus profit-sharing model fee structure available like those offered by discretionary portfolio management services?

How many clients do you currently have for this Dhanwaan?

What portfolio level risk management techniques do you use?

What stock level risk management techniques do you use?

Do you use a bottom-up approach or a top-down approach while selecting stocks under this Dhanwaan?

Can I expect my portfolio to make yearly gains?

Can I view the performance of some of your past recommendations?

In case I am averse to a sector/stock recommended in the Dhanwaan portfolio, will you change it for me?

How different is this Dhanwaan portfolio management service from PMS investment services provided by wealth management firms?

What is the investment limit for Dhanwaan?

Afraid to Lose Money In the Stock Market.
Build Your Potential High Return Portfolio Instead.